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The Condensed Edition of
Baruch Spinoza's
ETHICS
Demonstrated by the Method of
Geometry
... in 9,400 words
"all things are in God" |
INTRODUCTION
to Baruch Spinoza's Ethics
"The noblest and most lovable of the great
philosophers", as Bertrand Russell called him, was born
in Amsterdam in 1632, of a family of Portuguese Marranos
(Jews who had been forcibly converted to Christianity by
the Inquisition, but secretly kept their faith.) He
shone at Torah school, and may well have been expected
to become a Rabbi, but the death of his father forced
him into the family export business. On July 27th 1656
he was solemnly excommunicated by the Jewish community.
What exactly his "monstrous deeds" and "abominable
heresies" were, we do not know, but he was unable to
settle afterwards, wandering the Netherlands, supported
by helpful patrons and by his work as a lens-grinder.
The Ethics, only published after Spinoza's death,
is ingenious, not just for what it says, but for how it
says it. Presented with the assumed precision of a
geometry textbook, its central idea is that God is
the universe, the one substance in which all natural
phenomena exist. That all things are just states of God
is 'pantheism'- a workable idea, but a horrifying heresy
to Jews and Christians alike, because it presents a God
who is completely indifferent to our desires and actions
and with whom free-will is an impossibility.
THE
VERY SQUASHED VERSION
PART II
PROP. XI. God, or substance, consists of
infinite attributes, of which each expresses eternal and
infinite essentiality, necessarily exists.
PROP. XIV. Besides God no substance can be granted or
conceived.
PROP. XV. Whatsoever is, is in God.
PROP. XXV. God is the efficient cause not only of the
existence of all things, but also of their essence.
PROP. XXXII. Will cannot be called a free cause, but
only a necessary cause.
PROP. XXXIII. Things could not have been brought into
being by God in any manner or in any order different
from that which has in fact obtained.
PART II
PROP. I. Thought is an attribute of God, or God
is a thinking thing.
PROP. X. The being of substance does not appertain to
the essence of man- in other words, substance does not
constitute the actual being of man.
PROP. XLV. Every idea of every body, necessarily
involves the eternal and infinite essence of God.
PROP. XLVIII. In the mind there is no absolute or free
will; but the mind is determined to wish this or that by
a cause, which has also been determined by another
cause, and this last by another cause, and so on to
infinity.
THIS
SQUASHED VERSION
This version is based on the translation from the
Latin by R. H. M. Elwes, reducing the original 84,000
words to about 9,400
GLOSSARY
Axiom: Something to be accepted as
true, without need of proof
Corollary: A proposition which necessarily
follows from one already proved.
Extension: Physical shape
Lemma: A subsidiary proposition.
Q.E.D: (Latin quod erat demonstrandum-
'that which was to be proved') The note added at the end
of convincing geometric explanations by Euclid (c300BC)
in his Elements
Ethics
Demonstrated by the Method of Geometry
by
Baruch Spinoza,
1677
Squashed version edited by
Glyn
Hughes
© 2000
PART I:
CONCERNING GOD
DEFINITIONS
I. By that which is self-caused, I mean that of
which the essence involves existence.
II. A thing is called finite after its kind, when
it can be limited by another thing of the same nature.
III. By substance, I mean that which is in
itself, and is conceived through itself: in other words,
that of which a conception can be formed independently
of any other conception.
IV. By attribute, I mean that which the intellect
perceives as constituting the essence of substance.
V. By mode, I mean the modifications of
substance.
VI. By God, I mean a being absolutely
infinite-that is, a substance consisting in infinite
attributes, of which each expresses eternal and infinite
essentiality.
VII. That thing is called free, which exists
solely by the necessity of its own nature, and of which
the action is determined by itself alone.
VIII. By eternity, I mean existence itself.
AXIOMS.
I. Everything which exists, exists either in
itself or in something else.
II. That which cannot be conceived through
anything else must be conceived through itself.
III. From a given definite cause an effect
necessarily follows; and, on the other hand, if no
definite cause be granted, it is impossible that an
effect can follow.
IV. The knowledge of an effect depends on and
involves the knowledge of a cause.
V. Things which have nothing in common cannot be
understood the one by means of the other; the conception
of one does not involve the conception of the other.
VI. A true idea must correspond with its ideate
or object.
VII. If a thing can be conceived as non-existing,
its essence does not involve existence.
PROPOSITIONS
PROP.
I. Substance is by nature prior to its
modifications.
PROOF: This is clear from Def. iii. and v.
PROP.
II. Two substances, whose attributes are different,
have nothing in common.
PROOF: Also evident from Def. iii.
PROP.
III. Things which have nothing in common cannot be
one the cause of the other.
PROOF: Evident from Ax. v. and iv
PROP.
V. There cannot exist in the universe two or more
substances having the same nature or attribute.
PROOF: -If several distinct substances be
granted, they must be distinguished either by their
attributes, or by their modifications (Prop. iv.). It
will be granted that there cannot be more than one with
an identical attribute. It follows that setting the
modifications aside, and considering substance in
itself, that is truly, (Deff. iii. and vi.), there
cannot be conceived one substance different from
another,-that is (by Prop. iv.), there cannot be granted
several substances, but one substance only. QED.
PROP.
VII. Existence belongs to the nature of substances.
PROOF: Substance cannot be produced by anything
external, it must, therefore, be its own cause- that is,
its essence necessarily involves existence, or existence
belongs to its nature.
PROP.
XI. God, or substance, consists of infinite
attributes, of which each expresses eternal and infinite
essentiality, necessarily exists.
PROOF: If this be denied, conceive, if possible,
that God does not exist: then his essence does not
involve existence. But this (Prop. vii.) is absurd.
Therefore God necessarily exists. Another proof. Of
everything whatsoever a cause or reason must be
assigned, either for its existence, or for its
non-existence If, then, no cause or reason can be given,
which prevents the existence of God, or which destroys
his existence, we must certainly conclude that he
necessarily does exist. QED.
PROP.
XIII. Substance absolutely infinite is indivisible.
PROOF: If it could be divided, the parts into
which it was divided would either retain the nature of
absolutely infinite substance, or they would not. If the
former, we should have several substances of the same
nature, which (by Prop. v.) is absurd. If the latter,
then (by Prop. vii.) substance absolutely infinite could
cease to exist, which (by Prop. xi.) is also absurd.
PROP.
XIV. Besides God no substance can be granted or
conceived.
PROOF: As God is absolutely infinite, and he
necessarily exists (by Prop. xi.); if any substance
besides God were granted, it would have to be explained
by some attribute of God, and thus two substances with
the same attribute would exist, which (by Prop. v.) is
absurd. QED.
PROP.
XV. Whatsoever is, is in God.
PROOF: Besides God, no substance is granted or
can be conceived, therefore, without God nothing can be,
or be conceived. QED.
NOTE: Some assert that God, like a man, consists
of body and mind, and is susceptible of passions. Such
persons have strayed from the truth. As there does not
exist a vacuum in nature, but all parts are bound to
come together to prevent it, it follows from this that
the parts cannot be distinguished, and that extended
substance cannot be divided.
PROP.
XVII. God acts solely by the laws of his own nature,
and is not constrained by anyone.
PROOF: We proved (in Prop. xv.) that all things
are in God. Wherefore God acts solely by the laws of his
own nature, and is not constrained by anyone. QED.
COROLLARY. It follows that God is the sole free
cause.
NOTE: Others think that God is a free cause. But
this is the same as if they said, that God could bring
it about, that it should follow from the nature of a
triangle that its three interior angles should not be
equal to two right angles; or that from a given cause no
effect should follow, which is absurd. The omnipotence
of God has been displayed from all eternity, and will
for all eternity remain in the same state of activity.
For intellect and will, which should constitute the
essence of God, would perforce be as far apart as the
poles from the human intellect and will, in fact, would
have nothing in common with them but the name; there
would be about as much correspondence between the two as
there is between the Dog, the heavenly constellation,
and a dog, an animal that barks. The intellect of God is
the cause both of the essence and the existence of our
intellect.
PROP.
XXV. God is the efficient cause not only of the
existence of all things, but also of their essence.
PROOF: If this be denied, then God is not the
cause of the essence of things, which is (by Prop. xv.)
absurd. QED.
PROP.
XXX. Intellect must comprehend the attributes of God
and the modifications of God, and nothing else.
PROOF: A true idea must agree with its object
(Ax. vi.); in other words (obviously), that which is
contained in the intellect in representation must
necessarily be granted in nature. But in nature (by
Prop. xiv., Cor. i.) there is no substance save God, nor
any modifications save those (Prop. xv.) which are in
God, and cannot without God either be or be conceived.
QED.
PROP.
XXXII. Will cannot be called a free cause, but only
a necessary cause.
PROOF: Will is only a particular mode of
thinking, like intellect, it cannot be called a free
cause, but only a necessary or constrained cause. QED.
COROLLARY I. Hence it follows, first, that God
does not act according to freedom of the will.
COROLLARY II. It follows, secondly, that will and
intellect stand in the same relation to the nature of
God as do motion, and rest. For will, like rest, stands
in need of a cause. Wherefore will no more appertains to
God than does anything else in nature, but stands in the
same relation to him as motion, rest, and the like,
which follow from the necessity of the divine nature.
PROP.
XXXIII. Things could not have been brought into
being by God in any manner or in any order different
from that which has in fact obtained.
PROOF: If the order of nature would have been
different, God's nature would also have been able to be
different from what it now is; and therefore (by Prop.
xi.) that different nature also would have perforce
existed, and consequently there would have been two or
more Gods. This (Prop. xiv., Cor. i.) is absurd.
PROP.
XXXVI. There is no cause from whose nature some
effect does not follow.
PROOF: Whatsoever exists expresses God's nature
which is the cause of all things, therefore an effect
must (by Prop. xvi.) necessarily follow. QED.
APPENDIX: In the foregoing I have explained that God
necessarily exists, that he is one: that he acts solely
by the necessity of his own nature; that all things are
in God, and that all things are predetermined by God.
Yet there still remains the notion commonly entertained,
that God directs all things to a definite goal. However,
men are bound to estimate the nature of such (having no
information on the subject) in accordance with their own
nature, and therefore they assert that the gods ordained
everything for the use of man. Thus prejudice and
superstition took deep root in the human mind.
There is no need to show at length, that nature has no
particular goal in view, and that final causes are mere
human figments. For, If God acts for the sake of an end,
then he necessarily desires something which he lacks. It
is commonly said: "everyone is wise in his own way"
,which proverb shows that men judge of things according
to their mental disposition, if they understood as
mathematicians they would be better convinced by what I
have urged. If all things follow from the absolutely
perfect nature of God, why are there so many
imperfections in nature? such as putridity, loathsome
deformity, confusion, evil, sin, &c. But these things
are not more or less perfect, according as they delight
or offend human senses
PART II:
ON THE NATURE AND ORIGIN OF THE MIND
PREFACE
I now pass on to explaining the results, which must
necessarily follow from the essence of God, or of the
eternal and infinite being.
DEFINITIONS
DEFINITION I. By body I mean a mode which
expresses in a certain determinate manner the essence of
God, in so far as he is considered as an extended thing.
DEFINITION II. I consider as belonging to the
essence of a thing that, which being given, the thing is
necessarily given also, and, which being removed, the
thing is necessarily removed also.
DEFINITION III. By idea, I mean the mental
conception which is formed by the mind as a thinking
thing.
DEFINITION IV. By an adequate idea, I mean an
idea which, considered in itself, without relation to
the object, has all the properties or intrinsic marks of
a true idea.
DEFINITION V. Duration is the indefinite
continuance of existing.
DEFINITION VI. Reality and perfection I use as
synonymous terms.
DEFINITION VII. By particular things, I mean
things which are finite and have a conditioned
existence.
AXIOMS
I. The essence of man does not involve necessary
existence, that is, it may, in the order of nature, come
to pass that this or that man does or does not exist.
II. Man thinks.
III. Modes of thinking, such as love, desire, or
any other of the passions, do not take place, unless
there be in the same individual an idea of the thing
loved, desired, &c. But the idea can exist without the
presence of any other mode of thinking.
IV. We perceive that a certain body is affected
in many ways.
V. We feel and perceive no particular things,
save bodies and modes of thought.
PROPOSITIONS
PROP.
I. Thought is an attribute of God, or God is a
thinking thing.
PROOF: Particular thoughts are modes which
express the nature of God (Pt. i., Prop. xxv., Coro.).
God therefore possesses the attribute (Pt. i., Def. v.)
of which the concept is involved. QED.
NOTE: This proposition is also evident from the
fact, that we are able to conceive an infinite thinking
being.
PROP.
II. Extension is an attribute of God, or God is an
extended thing.
PROOF: The proof of this proposition is similar
to that of the last.
PROP.
VII. The order and connection of ideas is the same
as the order and connection of things.
PROOF: This proposition is evident from Part i.,
Ax. iv.
COROLLARY: Hence God's power of thinking is equal
to his power of action. For instance, a circle existing
in nature, and the idea of a circle existing, which is
also in God, are one and the same thing displayed
through different attributes.
PROP.
X. The being of substance does not appertain to the
essence of man- in other words, substance does not
constitute the actual being of man.
PROOF: The being of substance involves necessary
existence (Part i., Prop. vii.). If, therefore, the
being of substance appertains to the essence of man,
substance being granted, man would necessarily be
granted also (II.Def.ii.), and, consequently, man would
necessarily exist, which is absurd (II.Ax.i.).
Therefore, &c. QED.
NOTE: Everyone must surely admit, that nothing
can be or be conceived without God. All men agree that
God is the one and only cause of all things, both of
their essence and of their existence.
PROP.
XI. The first element, which constitutes the actual
being of the human mind, is the idea of some particular
thing actually existing.
PROOF: The essence of man is constituted by
certain modes of the attributes of God, namely (by II.
Ax. ii.), by the modes of thinking. Therefore an idea is
the first element constituting the human mind, but not
the idea of a non-existent thing, for then the idea
itself cannot be said to exist. QED.
COROLLARY: Hence it follows, that the human mind
is part of the infinite intellect of God.
NOTE: Here, I doubt not, readers will come to a
stand, and will call to mind many things which will
cause them to hesitate; I therefore beg them to
accompany me slowly, step by step, and not to pronounce
on my statements, till they have read to the end.
PROP.
XII. Whatsoever comes to pass in the object of the
idea, which constitutes the human mind, must be
perceived by the human mind, if the object of the idea
constituting the human mind be a body, nothing can take
place in that body without being perceived by the mind.
PROOF: Whatsoever comes to pass in the object of
any idea, the knowledge thereof is necessarily in God,
in so far as he constitutes the mind of anything. For if
the body were not the object of the human mind, the
ideas of the affections of the body would not be in God
in so far as He has created our mind, but would be in
Him so far as He has formed the mind of another thing.
PROP.
XIII. The object of the idea constituting the human
mind is the body, in other words a certain mode of
extension which actually exists, and nothing else.
PROOF: If indeed the body were not the object of
the human mind, the ideas of the modifications of the
body would not be in God. Therefore the object of the
idea constituting the human mind is the body, and the
body as it actually exists.
NOTE: We thus comprehend, not only that the human
mind is united to the body, but also the nature of the
union between mind and body. However, no one will be
able to grasp this adequately or distinctly, unless he
first has adequate knowledge of the nature of our body.
The propositions we have advanced hitherto have been
entirely general, applying not more to men than to other
individual things, all of which, though in different
degrees, are animated. For of everything there is
necessarily an idea in God, of which God is the cause,
in the same way as there is an idea of the human body;
thus whatever we have asserted of the idea of the human
body must necessarily also be asserted of the idea of
everything else. Still, we cannot deny that ideas, like
objects, differ one from the other, and as any given
body is more fitted than others for doing many actions
or receiving many impressions at once, so also is the
mind. We may thus recognize the superiority of one mind
over others.
To
explain and prove more accurately these matters, I must
premise a few statements concerning bodies.
AXIOM
I. All bodies are either in motion or at rest.
AXIOM II. Every body is moved sometimes more
slowly, sometimes more quickly.
LEMMA
I. Bodies are distinguished from one another in
respect of motion and rest, quickness and slowness, and
not in respect of substance.
PROOF: The first part of this proposition is, I
take it, self-evident. That bodies are not distinguished
in respect of substance, is plain both from I. v. and I.
viii. It is brought out still more clearly from I. xv,
note.
LEMMA
III. A body in motion or at rest must be determined
to motion or rest by another body.
PROOF: Bodies are individual things (II., Def.
i.), which (Lemma I.) are distinguished one from the
other in respect to motion and rest; thus (I. xxviii.)
each must necessarily be determined to motion or rest by
another individual thing, namely (II. vi.), by another
body, which other body is also (Ax. i.) in motion or at
rest. And this body again can only have been set in
motion or caused to rest by being determined by a third
body to motion or rest. This third body again by a
fourth, and so on to infinity. QED.
COROLLARY: Hence it follows, that a body in
motion keeps in motion, until it is determined to a
state of rest by some other body; and a body at rest
remains so, until it is determined to a state of motion
by some other body. This is indeed self-evident.
PROP.
XVI. The idea of every mode, in which the human body
is affected by external bodies, must involve the nature
of the human body, and also the nature of the external
body.
PROOF: All the modes, in which any given body is
affected, follow from the nature of the body affected,
and also from the nature of the affecting body (by Ax.
i., after the Cor. of Lemma iii.).
PROP.
XIX. The human mind has no knowledge of the body,
and does not know it to exist, save through the ideas of
the modifications whereby the body is affected.
PROOF: The human mind is the very idea or
knowledge of the human body (II. xiii.), which (II. ix.)
is in God. Thus God has the idea of the human body, the
human mind does not know the human body.
PROP.
XX. The idea or knowledge of the human mind is also
in God.
PROOF: Thought is an attribute of God, this idea
or knowledge of the mind does not follow from God, in so
far as he is infinite, but in so far as he is affected
by another idea of an individual thing (II. ix.). But
(II. vii.) the order and connection of ideas is the same
as the order and connection of causes; therefore this
idea or knowledge of the mind is in God and is referred
to God, in the same manner as the idea or knowledge of
the body. QED.
PROP.
XXI. This idea of the mind is united to the mind in
the same way as the mind is united to the body.
PROOF: That the mind is united to the body we
have shown from the fact, that the body is the object of
the mind (II. xii. and xiii.); and so for the same
reason the idea of the mind must be united with its
object. QED.
PROP.
XXIII. The mind does not know itself, except in so
far as it perceives the ideas of the modifications of
the body.
PROOF: Since (II. xix.) the human mind does not
know the human body itself, that is (II. xi. Coro.),
since the knowledge of the human body is not referred to
God, therefore, neither is the knowledge of the mind
referred to God, in so far as he constitutes the essence
of the human mind. QED.
PROP.
XXXII. All ideas, in so far as they are referred to
God, are true.
PROOF: All ideas which are in God agree in every
respect with their objects (II. vii. Coro.), therefore
(I. Ax. vi.) they are all true. QED.
PROP.
XXXIV. Every idea, which in us is absolute or
adequate and perfect, is true.
PROOF: When we say that an idea in us is adequate
and perfect, we say, in other words (II. xi. Coro.),
that the idea is adequate and perfect in God, in so far
as he constitutes the essence of our mind; consequently
(II. xxxii.), we say that such an idea is true. QED.
PROP.
XXXV. Falsity consists in the privation of
knowledge, which inadequate, fragmentary, or confused
ideas involve.
PROOF: There is nothing positive in ideas, which
causes them to be called false (II. xxxiii.); but
falsity cannot consist in simple privation, neither can
it consist in absolute ignorance, for ignorance and
error are not identical; wherefore it consists in the
privation of knowledge, which inadequate, fragmentary,
or confused ideas involve. QED.
NOTE: Men are mistaken in thinking themselves
free; their opinion is made up of consciousness of their
own actions, and ignorance of the causes by which they
are conditioned. What the will is, and how it moves the
body, they none of them know.
PROP.
XXXVIII. Those things, which are common to all, and
which are equally in a part and in the whole, cannot be
conceived except adequately.
PROOF: Let A be something, which is common to all
bodies, and which is equally present in the part of any
given body and in the whole. I say A cannot be conceived
except adequately. For the idea thereof in God will
necessarily be adequate. QED.
PROP.
XXXIX. That, which is common to and a property of
the human body, and which is present equally in each
part of either, will be represented by an adequate idea
in the mind.
PROOF: If A be that which is a property of the
human body, there will be an adequate idea of A in God.
QED.
COROLLARY: Hence it follows that the mind is
fitted to perceive adequately more things, in proportion
as its body has more in common with other bodies.
PROP.
XL. Whatsoever ideas in the mind follow from ideas
which are therein adequate, are also themselves
adequate.
PROOF: This proposition is self-evident. For when
we say that an idea in the human mind follows from ideas
which are therein adequate, we say, in other words (II.
xi. Coro.), that an idea is in the divine intellect, in
so far as he constitutes the essence of the human mind.
Those who have most often regarded with admiration the
stature of man, will by the name of man understand an
animal of erect stature; those who have been accustomed
to regard some other attribute, will form a different
general image of man, for instance, that man is a
laughing animal, a two-footed animal without feathers, a
rational animal, and thus, everyone will form general
images of things according to the habit of his body. It
is thus not to be wondered at, that among philosophers,
who seek to explain things in nature merely by the
images formed of them, so many controversies should have
arisen.
PROP.
XLII. Knowledge of the second and third kinds, not
knowledge of the first kind, teaches us to distinguish
the true from the false.
PROOF: This proposition is self-evident. He, who
knows how to distinguish between true and false, must
have an adequate idea of true and false.
PROP.
XLV. Every idea of every body, necessarily involves
the eternal and infinite essence of God.
PROOF: Particular things cannot be conceived
without God (I. xv.); but, inasmuch as (II. vi.) they
have God for their cause. QED.
PROP.
XLVII. The human mind has an adequate knowledge of
the eternal and infinite essence of God.
PROOF: The human mind has ideas (II. xxii.), from
which (II. xxiii.) it perceives itself and its own body
(II. xix.) and external bodies (II. xvi. Cor. i. and II.
xvii.) as actually existing; therefore (II. xlv. and
xlvi.) it has an adequate knowledge of the eternal and
infinite essence of God. QED.
NOTE: Men have not so clear a knowledge of God as they
have of general notions, because they are unable to
imagine God as they do bodies, and also because they
have associated the name God with images of things that
they are in the habit of seeing, as indeed they can
hardly avoid doing, being, as they are, men, and
continually affected by external bodies. Many errors, in
truth, can be traced to this head, and very many
controversies have arisen from the fact, that men do not
rightly explain their meaning.
PROP.
XLVIII. In the mind there is no absolute or free
will; but the mind is determined to wish this or that by
a cause, which has also been determined by another
cause, and this last by another cause, and so on to
infinity.
PROOF: The mind is a fixed and definite mode of
thought (II. xi.), therefore it cannot be the free cause
of its actions but (by I. xxviii.) it must be determined
by a cause, which has also been determined by another
cause, and this last by another, &c. QED.
NOTE: In the same way it is proved, that there is
in the mind no absolute faculty of understanding,
desiring, loving, &c. Whence it follows, that these and
similar faculties are either entirely fictitious, or are
merely abstract and general terms, such as we are
accustomed to put together from particular things. Thus
the intellect and the will stand in the same relation to
this or that idea, or this or that volition, as
"lapidity" to this or that stone, or as "man" to Peter
and Paul. We must inquire, I say, whether there is in
the mind any affirmation or negation beyond that, which
the idea, in so far as it is an idea, involves. On which
subject see the following proposition, and II. Def.
iii., lest the idea of pictures should suggest itself.
For by ideas I do not mean images such as are formed at
the back of the eye, or in the midst of the brain, but
the conceptions of thought.
It
remains to point out the advantages of a knowledge of
this doctrine as bearing on conduct.
1. Inasmuch as it teaches us to act solely
according to the decree of God, and to be partakers in
the Divine nature, and so much the more, as we perform
more perfect actions and more and more understand God.
Such a doctrine not only completely tranquilizes our
spirit, but also shows us where our highest happiness or
blessedness is, namely, solely in the knowledge of God.
We may thus clearly understand, how far astray from a
true estimate of virtue are those who expect to be
decorated by God with high rewards for their virtue, as
if virtue and the service of God were not in itself
happiness and perfect freedom.
2. Inasmuch as it teaches us, how we ought to
conduct ourselves with respect to the gifts of fortune,
or matters which are not in our power, and do not follow
from our nature. For it shows us, that we should await
and endure fortune's smiles or frowns with an equal
mind, seeing that all things follow from the eternal
decree of God by the same necessity, as it follows from
the essence of a triangle, that the three angles are
equal to two right angles.
3. This doctrine raises social life, inasmuch as
it teaches us to hate no man, neither to despise, to
deride, to envy, or to be angry with any. Further, as it
tells us that each should be content with his own, and
helpful to his neighbour, not from any womanish pity,
favour, or superstition, but solely by the guidance of
reason.
4. Lastly, this doctrine confers no small
advantage on the commonwealth; for it teaches how
citizens should be governed and led, not so as to become
slaves, but so that they may freely do whatsoever things
are best.
PART III:
ON THE ORIGIN AND NATURE OF THE EMOTIONS
Most
writers on the emotions and on human conduct seem to be
treating of matters outside nature than of natural
phenomena following nature's general laws. I shall treat
of the nature and strength of the emotions in exactly
the same manner as I might of lines, planes, and solids.
DEFINITIONS
I. By an adequate cause, I mean a cause through
which its effect can be clearly and distinctly
perceived. By an inadequate or partial cause, I mean a
cause through which, by itself, its effect cannot be
understood.
II. I say that we act when anything takes place,
whereof we are the adequate cause.
III. By emotion I mean the modifications of the
body, whereby the active power of the said body is
increased or diminished, aided or constrained.
N.B. If we can be the adequate cause of any of
these modifications, I then call the emotion an
activity, otherwise I call it a passion, or state
wherein the mind is passive.
PROP.
II. Body cannot determine mind to think, neither can
mind determine body to motion or rest or any state
different from these, if such there be.
PROOF: All modes of thinking have for their cause
God, by virtue of his being a thinking thing, and not by
virtue of his being displayed under any other attribute
(II. vi.). Again, the motion and rest of a body must
arise from another body, which has also been determined
to a state of motion or rest by a third body, and
absolutely everything which takes place in a body must
spring from God. QED.
NOTE: Experience teaches us no less clearly than
reason, that men believe themselves to be free, simply
because they are conscious of their actions, and
unconscious of the causes whereby those actions are
determined.
PROP.
VI. Everything, in so far as it is in itself,
endeavours to persist in its own being.
PROOF: No thing contains in itself anything
whereby it can be destroyed, or which can take away its
existence (III. iv.); but contrariwise it is opposed to
all that could take away its existence. QED.
PROP.
IX. The mind, both in so far as it has clear and
distinct ideas, and also in so far as it has confused
ideas, endeavours to persist in its being for an
indefinite period, and of this endeavour it is
conscious.
PROOF: The essence of the mind is constituted by
adequate and inadequate ideas. Now as the mind (II.
xxiii.) is necessarily conscious of itself through the
ideas of the modifications of the body, the mind is
therefore (III. vii.) conscious of its own endeavour.
PROP.
XVII. If we conceive that a thing, which is wont to
affect us painfully, has any point of resemblance with
another thing which is wont to affect us with pleasure,
we shall hate the first-named thing, and at the same
time we shall love it.
PROOF: The given thing is in itself a cause of
pain, and (III. xiii. note) we shall hate it: further,
inasmuch as we conceive that it has some point of
resemblance to something else, which is wont to affect
us with an equally strong emotion of pleasure, we shall
with an equally strong impulse of pleasure love it
(III.xvi.); thus we shall both hate and love the same
thing. QED.
NOTE: Hence we can easily conceive, that one and
the same object may be the cause of many and conflicting
emotions.
PROP.
XVIII. A man is as much affected pleasurably or
painfully by the image of a thing past or future as by
the image of a thing present.
PROOF: So long as a man is affected by the image
of anything, he will regard that thing as present, even
though it be non-existent. QED.
PROP.
XXVI. We endeavour to affirm, concerning that which
we hate, everything which we conceive to affect it
painfully; and, contrariwise, we endeavour to deny,
concerning it, everything which we conceive to affect it
pleasurably.
PROOF: This proposition follows from III. xxiii.,
as the foregoing proposition followed from III. xxi.
NOTE: Thus we see that it may readily happen,
that a man may easily think too highly of himself, or a
loved object, and, contrariwise, too meanly of a hated
object. This feeling is called pride, in reference to
the man who thinks too highly of himself, and is a
species of madness, wherein a man dreams with his eyes
open, thinking that he can accomplish all things that
fall within the scope of his conception, and thereupon
accounting them real, and exulting in them, so long as
he is unable to conceive anything which excludes their
existence, and determines his own power of action.
Pride, therefore, is pleasure springing from a man
thinking too highly of himself. Whereas the pleasure
which arises from thinking too little of a man is called
disdain.
PROP.
XLIII. Hatred is increased by being reciprocated,
and can on the other hand be destroyed by love.
PROOF: He who conceives, that an object of his
hatred hates him in return, will thereupon feel a new
hatred, while the former hatred (by hypothesis) still
remains. QED.
PROP.
XLIV. Hatred which is completely vanquished by love
passes into love: and love is thereupon greater than if
hatred had not preceded it.
PROOF: He who begins to love a thing, which he
was wont to hate or regard with pain, from the very fact
of loving feels pleasure. To this pleasure involved in
love is added the pleasure arising from aid given to the
endeavour to remove the pain involved in hatred
PROP.
L. Anything whatever can be, accidentally, a cause
of hope or fear.
PROOF: This proposition is proved in the same way
as III. xv., which see, together with the note to III.
xviii.
NOTE: I do not think it worth while to point out
here the vacillations springing from hope and fear; it
follows from the definition of these emotions, that
there can be no hope without fear, and no fear without
hope, as I will duly explain in the proper place.
DEFINITIONS OF THE EMOTIONS
I.
Desire is the actual essence of man.
II. Pleasure is the transition of a man from a
less to a greater perfection.
III. Pain is the transition of a man from a
greater to a less perfection. I say transition: for
pleasure is not perfection itself. For, if man were born
with the perfection to which he passes, he would possess
the same, without the emotion of pleasure. The contrary
emotion, pain consists in the transition to a less
perfection, and not in the less perfection itself.
Neither can we say, that pain consists in the absence of
a greater perfection. For absence is nothing, whereas
the emotion of pain is an activity.
IV. Wonder is the conception (imaginatio) of
anything, wherein the mind comes to a stand, because the
particular concept in question has no connection with
other concepts.
VI. Love is pleasure, accompanied by the idea of
an external cause.
X. Devotion is love towards one whom we admire.
Explanation-Wonder (admiratio) arises (as we have shown,
III. lii.) from the novelty of a thing. If, therefore,
it happens that the object of our wonder is often
conceived by us, we shall cease to wonder at it; thus we
see, that the emotion of devotion readily degenerates
into simple love.
XI. Derision is pleasure arising from our
conceiving the presence of a quality, which we despise,
in an object which we hate.
XII. Hope is an inconstant pleasure, arising from
the idea of something past or future, whereof we to a
certain extent doubt the issue.
XIII. Fear is an inconstant pain arising from the
idea of something past or future.
XIV. Confidence is pleasure arising from the idea
of something past or future, wherefrom all cause of
doubt has been removed.
XV. Despair is pain arising from the idea of
something past or future, wherefrom all cause of doubt
has been removed.
XVI. Joy is pleasure accompanied by the idea of
something past, which has had an issue beyond our hope.
XIX. Approval is love towards one who has done
good to another.
XX. Indignation is hatred towards one who has
done evil to another.
XXI. Partiality is thinking too highly of anyone
because of the love we bear him.
XXIII. Envy is hatred, in so far as it induces a
man to be pained by another's good fortune, and to
rejoice in another's evil fortune.
XXIV. Sympathy (misericordia) is love, in so far
as it induces a man to feel pleasure at another's good
fortune, and pain at another's evil fortune.
XXVI. Humility is pain arising from a man's
contemplation of his own weakness of body or mind.
XXVIII. Pride is thinking too highly of one's
self from self-love.
XXX. Honour is pleasure accompanied by the idea
of some action of our own, which we believe to be
praised by others.
XXXI. Shame is pain accompanied by the idea of
some action of our own, which we believe to be blamed by
others.
XXXII. Regret is the desire or appetite to
possess something, kept alive by the remembrance of the
said thing, and at the same time constrained by the
remembrance of other things which exclude the existence
of it.
XXXV. Benevolence is the desire of benefiting one
whom we pity. Cf. III. xxvii. note.
XXXVII. Revenge is the desire whereby we are
induced, through mutual hatred, to injure one who, with
similar feelings, has injured us. (See III. xl. Cor. ii
and note.)
XLIII. Courtesy, or deference (Humanitas seu
modestia), is the desire of acting in a way that should
please men, and refraining from that which should
displease them.
XLV. Luxury is excessive desire, or even love of
living sumptuously.
XLVII. Avarice is the excessive desire and love
of riches.
XLVIII. Lust is desire and love in the matter of
sexual intercourse. Whether this desire be excessive or
not, it is still called lust.
PART IV:
OF HUMAN BONDAGE, OR THE STRENGTH OF THE EMOTIONS
PREFACE
Human infirmity in moderating and checking the emotions
I name bondage: for, when a man is a prey to his
emotions, he is not his own master, but lies at the
mercy of fortune. As for the terms good and bad, they
indicate no positive quality in things themselves, but
are merely notions which we form from the comparison of
things one with another. Thus one and the same thing can
be at the same time good, bad, and indifferent. For
instance, music is good for him that is melancholy, bad
for him that mourns; for him that is deaf, it is neither
good nor bad.
DEFINITIONS.
I. By good I mean that which we certainly know to
be useful to us.
II. By evil I mean that which we know to be a
hindrance to us in the attainment of any good.
AXIOM.
There is no individual thing in nature, than which there
is not another more powerful and strong, whereby it can
be destroyed.
PROP.
IV. It is impossible, that man should not be a part
of Nature.
PROOF: The power, whereby each particular thing,
and consequently man, preserves his being, is the power
of God or of Nature (I. xxiv. Coro.). Thus the power of
man, in so far as it is explained through his own actual
essence, is a part of the infinite power of God or
Nature. QED.
PROP.
VII. An emotion can only be controlled or destroyed
by another emotion contrary thereto, and with more power
for controlling emotion.
PROOF: When the mind is assailed by any emotion,
the body is at the same time affected with a
modification whereby its power of activity is increased
or diminished, which force can only be checked or
destroyed by a bodily cause, thus an emotion cannot be
destroyed nor controlled except by a contrary and
stronger emotion. QED.
PROP.
VIII. The knowledge of good and evil is nothing else
but the emotions of pleasure or pain, in so far as we
are conscious thereof.
PROOF: We call a thing good or evil, when it is
of service or the reverse in preserving our being, when
it increases or diminishes, helps or hinders, our power
of to act. Thus, in so far as we perceive that a thing
affects us with pleasure or pain, we call it good or
evil. QED.
PROP.
XV. Desire arising from the knowledge of good and
bad can be quenched or checked by many of the other
desires arising from the emotions whereby we are
assailed.
PROOF: From the true knowledge of good and evil,
in so far as it is an emotion, necessarily arises desire
(Def. of the Emotions, i.), the strength of which is
proportioned to the strength of the emotion wherefrom it
arises (III. xxxvii.)
PROP.
XVII. Desire arising from the true knowledge of good
and evil, in so far as such knowledge is concerned with
what is contingent, can be controlled far more easily,
than desire for things that are present.
PROOF: This Prop. is proved in the same way as
the last Prop. from IV. xii. Cor.
NOTE: I think this state of things gave rise to
the exclamation of the poet:12- "The better path I gaze
at and approve, The worse-I follow." Ecclesiastes seems
to have had the same thought in his mind, when he says,
"He who increaseth knowledge increaseth sorrow."
PROP.
XVIII. Desire arising from pleasure is, other
conditions being equal, stronger than desire arising
from pain.
PROOF: Desire is the essence of a man. The force
of desire arising from pleasure must be defined by human
power together with the power of an external cause,
whereas desire arising from pain must be defined by
human power only. Thus the former is the stronger of the
two. QED.
NOTE: Men who are governed by reason-that is, who
seek what is useful to them in accordance with reason,
desire for themselves nothing, which they do not also
desire for the rest of mankind, and, consequently, are
just, faithful, and honourable in their conduct.
PROP.
XX. The more every man endeavours, and is able to
seek what is useful to him-in other words, to preserve
his own being-the more is he endowed with virtue.
PROOF: Virtue is human power, which is defined
solely by man's essence (IV. Def. viii.), that is, which
is defined solely by the endeavour made by man to
persist in his own being. Wherefore, the more a man
endeavours, and is able to preserve his own being, the
more is he endowed with virtue, and, consequently
(III.iv. and vi.), in so far as a man neglects to
preserve his own being, he is wanting in power. QED.
NOTE: No one, therefore, neglects seeking his own
good, or preserving his own being, unless he be overcome
by causes external and foreign to his nature.
PROP.
XXIV. To act absolutely in obedience to virtue is in
us the same thing as to act, to live, or to preserve
one's being (these three terms are identical in
meaning).
PROOF: To act absolutely in obedience to virtue
is nothing else but to act according to the laws of
one's own nature. QED.
PROP.
XXVII. We know nothing to be certainly good or evil,
save such things as really conduce to understanding, or
such as are able to hinder us from understanding.
PROOF: The mind, in so far as it reasons, desires
nothing beyond understanding, and judges nothing to be
useful to itself, save such things as conduce to
understanding. But the mind (II. xli., xliii. and note)
cannot possess certainty concerning anything, except in
so far as it has adequate ideas. QED.
PROP.
XXVIII. The mind's highest good is the knowledge of
God, and the mind's highest virtue is to know God.
PROOF: The mind is not capable of understanding
anything higher than God, therefore the highest virtue
of the mind is to understand or to know God. QED.
PROP.
XXXI. In so far as a thing is in harmony with our
nature, it is necessarily good.
PROOF: A thing is useful, in proportion as it is
in harmony with our nature, and vice versā. QED.
PROP.
XXXV. In so far only as men live in obedience to
reason, do they always necessarily agree in nature.
PROOF: men, in so far as they live in obedience
to reason, necessarily do only such things as are
necessarily good for human nature, and consequently for
each individual man. QED.
COROLLARY I. Man acts absolutely according to the
laws of his nature, when he lives in obedience to
reason.
COROLLARY II. As every man seeks most that which
is useful to him, so are men most useful one to another.
NOTE: It rarely happens that men live in
obedience to reason, for things are so ordered among
them, that they are generally envious and troublesome
one to another. Nevertheless they are scarcely able to
lead a solitary life, so that the definition of man as a
social animal has met with general assent.
PROP.
XXXVI. The highest good of those who follow virtue
is common to all, and therefore all can equally rejoice
therein.
PROOF: The highest good for those who follow
after virtue is to know God; that is (II. xlvii. and
note) a good which is common to all and can be
possessed. by all men equally. QED.
NOTE: Man's highest good is common to all,
inasmuch as it is deduced from the very essence of man.
PROP.
XLII. Mirth cannot be excessive, but is always good;
contrariwise, Melancholy is always bad.
PROOF: Mirth (see its Def. in III. xi. note) is
pleasure in which the body's power of activity is
increased or aided, therefore Mirth is always good (IV.
xxxix.), and cannot be excessive. But Melancholy (see
its Def. in the same note to III. xi.) is pain which
consists in the decrease of the body's power of
activity; therefore (IV. xxxviii.) it is always bad.
QED.
PROP.
XLIII. Stimulation may be excessive and bad.
PROOF: Localized pleasure or stimulation
(titillatio) is pleasure, which, in so far as it is
referred to the body, consists in one or some of its
parts being affected more than the rest, therefore (IV.
xxxviii.) it may be bad. QED.
PROP.
XLIV. Love and desire may be excessive.
PROOF: Love is pleasure, accompanied by the idea
of an external cause (Def. of Emotions, vi.); therefore
stimulation, accompanied by the idea of an external
cause is love (III. xi. note); hence love maybe
excessive.
PROP.
XLVII. Emotions of hope and fear cannot be in
themselves good.
PROOF: Emotions of hope and fear cannot exist
without pain. For fear is pain (Def. of the Emotions,
xiii.), and hope (Def. of the Emotions, Explanation xii.
and xiii.) cannot exist without fear. QED.
PROP.
LXIV. The knowledge of evil is an inadequate
knowledge.
PROOF: The knowledge of evil (IV. viii.) is pain,
in so far as we are conscious thereof. Now pain is the
transition to a lesser perfection (Def. of the Emotions,
iii.) and therefore cannot be understood through man's
nature (III. vi., and vii.); therefore it is a passive
state (III. Def. ii.) which (III. iii.) depends on
inadequate ideas; consequently the knowledge thereof
(II. xxix.), namely, the knowledge of evil, is
inadequate. QED.
COROLLARY: Hence it follows that, if the human
mind possessed only adequate ideas, it would form no
conception of evil.
PROP.
LXV. Under the guidance of reason we should pursue
the greater of two goods and the lesser of two evils.
PROOF: We apply the terms good and bad to things,
in so far as we compare them one with another (see
preface to this Part); therefore, evil is in reality a
lesser good; hence under the guidance of reason we seek
or pursue only the greater good and the lesser evil.
QED.
PROP.
LXVIII. If men were born free, they would, so long
as they remained free, form no conception of good and
evil.
PROOF: I call free him who is led solely by
reason; he, therefore, who is born free, and who remains
free, has only adequate ideas; therefore (IV. lxiv.
Coro.) he has no conception of evil, or consequently
(good and evil being correlative) of good. QED.
PROP.
LXXIII. The man, who is guided by reason, is more
free in a State, where he lives under a general system
of law, than in solitude, where he is independent.
PROOF: The man, who is guided by reason, does not
obey through fear, but, in order to enjoy greater
freedom, desires to possess the general rights of
citizenship. QED.
I now
rearrange my remarks under leading heads.
I. All
our endeavours or desires so follow from the necessity
of our nature, that they can be understood either
through it alone, or by virtue of our being a part of
nature.
II. Desires, which follow from our nature in such a
manner that they can be understood through it alone, are
those which are referred to the mind: the remaining
desires are only referred to the mind in so far as it
conceives things inadequately.
III. Our actions, that is, those desires which are
defined by man's power or reason, are always good. The
rest may be either good or bad.
IV. Thus in life it is before all things useful to
perfect the understanding, or reason, as far as we can,
and in this alone man's highest happiness or blessedness
consists, indeed blessedness is nothing else but the
contentment of spirit, which arises from the intuitive
knowledge of God: now, to perfect the understanding is
nothing else but to understand God.
PART V:
OF THE POWER OF THE UNDERSTANDING, OR, OF HUMAN FREEDOM
PREFACE
At length I pass to the remaining portion of my Ethics,
which is concerned with the way leading to freedom. I
shall treat therein of the power of the reason, showing
how far the reason can control the emotions. We shall
determine solely by the knowledge of the mind the
remedies against the emotions, which I believe all have
had experience of, but do not accurately observe or
distinctly see, and from the same basis we shall deduce
all those conclusions, which have regard to the mind's
blessedness.
AXIOMS.
I.
If two contrary actions be started in the same subject,
a change must necessarily take place, either in both, or
in one of the two, and continue until they cease to be
contrary.
II. The power of an effect is defined by the
power of its cause, in so far as its essence is
explained or defined by the essence of its cause. (This
axiom is evident from III. vii.)
PROPOSITIONS.
PROP.
VI. The mind has greater power over the emotions and
is less subject thereto, in so far as it understands all
things as necessary.
PROOF: The mind understands all things to be
necessary (I. xxix.) and to be determined to existence
and operation by an infinite chain of causes; therefore
(by the foregoing Proposition), it thus far brings it
about, that it is less subject to the emotions arising
therefrom, and (III. xlviii.) feels less emotion towards
the things themselves. QED.
PROP.
X. So long as we are not assailed by emotions
contrary to our nature, we have the power of arranging
and associating the modifications of our body according
to the intellectual order.
PROOF: So long as we are not assailed by emotions
contrary to our nature, the mind's power, whereby it
endeavours to understand things (IV. xxvi.), is not
impeded, and therefore it is able to form clear and
distinct ideas and to deduce them one from another (II.
xl. note. ii. and II. xlvii. note). QED.
NOTE: Those, who cry out the loudest against the
misuse of honour and the vanity of the world, are those
who most greedily covet it.
PROP.
XVIII. No one can hate God.
PROOF: The idea of God which is in us is adequate
and perfect (II. xlvi. xlvii.); consequently (III. lix.)
there can be no pain accompanied by the idea of God, in
other words (Def. of the Emotions, vii.), no one can
hate God. QED.
COROLLARY: Love towards God cannot be turned into
hate.
NOTE: It may be objected that we regard God as
the cause of pain. But I make answer, that, in so far as
we understand the causes of pain, it to that extent (V.
iii.) ceases to be a passion, that is, it ceases to be
pain (III. lix.); therefore, in so far as we understand
God to be the cause of pain, we to that extent feel
pleasure.
PROP.
XIX. He, who loves God, cannot endeavour that God
should love him in return.
PROOF: For, if a man should so endeavour, he
would desire (V. xvii. Coro.) that God, whom he loves,
should not be God, and consequently he would desire to
feel pain (III. xix.); which is absurd (III. xxviii.).
Therefore, he who loves God, &c. QED.
PROP.
XXIII. The human mind cannot be absolutely destroyed
with the body, but there remains of it something which
is eternal.
PROOF: There is necessarily in God a concept or
idea, which expresses the essence of the human body. But
we have not assigned to the human mind any duration,
definable by time, except in so far as it expresses the
actual existence of the body, which is explained through
duration, and may be defined by time-that is (II. viii.
Coro.), we do not assign to it duration, except while
the body endures. Yet, as there is something,
notwithstanding, which is conceived by a certain eternal
necessity through the very essence of God (last Prop.);
this something, which appertains to the essence of the
mind, will necessarily be eternal. QED.
PROP.
XXIV. The more we understand particular things, the
more do we understand God.
PROOF: This is evident from I. xxv.
PROP.
XXX. Our mind, in so far as it knows itself and the
body under the form of eternity, has to that extent
necessarily a knowledge of God, and knows that it is in
God, and is conceived through God.
PROOF: Eternity is the very essence of God, in so
far as this involves necessary existence (I. Def.
viii.). Therefore to conceive things under the form of
eternity, is to conceive things in so far as they are
conceived through the essence of God as real entities,
or in so far as they involve existence through the
essence of God; wherefore our mind, in so far as it
conceives itself and the body under the form of
eternity, has to that extent necessarily a knowledge of
God, and knows, &c. QED.
PROP.
XLII. Blessedness is not the reward of virtue, but
virtue itself; neither do we rejoice therein, because we
control our lusts, but, contrariwise, because we rejoice
therein, we are able to control our lusts.
PROOF: Since human power in controlling the
emotions consists solely in the understanding, it
follows that no one rejoices in blessedness, because he
has controlled his lusts, but, contrariwise, his power
of controlling his lusts arises from this blessedness
itself. QED.
I have
thus completed all I wished to set forth touching the
mind's power over the emotions and the mind's freedom.
Whence it appears, how potent is the wise man, and how
much he surpasses the ignorant man, who is driven only
by his lusts. The wise man is scarcely at all disturbed
in spirit, but, being conscious of himself, and of God,
and of things, by a certain eternal necessity, never
ceases to be, but always possesses true acquiescence of
his spirit. If the way which I have pointed out as
leading to this result seems exceedingly hard, it may
nevertheless be discovered. Needs must it be hard, since
it is so seldom found. How would it be possible, if
salvation were ready to our hand, and could without
great labour be found, that it should be by almost all
men neglected? But all things excellent are as difficult
as they are rare.

Baruch
Spinoza
1632-77
Spinoza's funeral was held at the Nieuwe kerk at Spui,
the Netherlands
There is confusion about his place of burial, and
stories that his body was stolen

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